Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Harpp is a financial advisor with LPL Financial LLC. Andrew has been in the financial services industry since 2009 and has experience with a variety of firms, including UBS Financial Services Inc. and Edward Jones. Andrew holds Series 3, 7, 9, 10, 24, 66, 99TO, and SIE licenses. Andrew has a wide range of experience and is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
04/07/2020 - Present
LPL Financial LLC (FORT MILL SC)
NC
11/12/2013 - 04/08/2020
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
07/22/2013 - 10/16/2013
VALIC FINANCIAL ADVISORS, INC. (GREENSBORO NC)
NC
12/10/2012 - 04/26/2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
04/10/2012 - 11/28/2012
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NC
07/18/2011 - 03/07/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NY
05/14/2009 - 03/15/2011
EDWARD JONES (LAKE PLACID NY)
NC
07/21/2008 - 02/20/2009
EDWARD JONES (CHARLOTTE NC)
BOTH
Issued 08/14/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/12/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 11/22/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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