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Andrew Hager

Apex Clearing Corp.

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About Andrew Hager

Andrew Hager has been in the financial industry for 12 years. Andrew currently works at Apex Clearing Corp. in Dallas, TX, where he is registered with FINRA and the state of Texas. Andrew has previously been registered with Wells Fargo Clearing Services, LLC, USAA Investment Services Company, USAA Financial Advisors, Inc., Fidelity Brokerage Services LLC and Vanguard Marketing Corporation. Andrew holds FINRA Series 6, 7, 63, 66 and SIE securities licenses.

Firm Information

Andrew Hager is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Hager’s Registration & Firm History

TX

09/24/2021 - Present

Apex Clearing Corp. (DALLAS TX)

MO

06/30/2021 - 09/29/2021

WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)

TX

06/08/2020 - 07/22/2020

USAA INVESTMENT SERVICES COMPANY (ADDISON TX)

TX

05/31/2019 - 06/08/2020

USAA FINANCIAL ADVISORS, INC. (ADDISON TX)

OK

11/19/2009 - 07/13/2017

FIDELITY BROKERAGE SERVICES LLC (TULSA OK)

AZ

05/25/2007 - 07/07/2009

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

BOTH

Issued 06/04/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/18/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/13/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2009

Series 7 - General Securities Representative Examination

BC

Issued 05/24/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Hager.
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