Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Ha is a financial advisor based in Austin, Texas. Andrew has been in the financial services industry since April 11, 2015. Andrew is currently registered with Pimco Investments LLC and has been with the firm since September 20, 2022. Prior to that, Andrew was registered with Northwestern Mutual Investment Services, LLC for about 2 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
09/20/2022 - Present
Pimco Investments LLC (Austin TX)
IL
03/11/2021 - 10/21/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHICAGO IL)
IL
03/21/2014 - 02/17/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Chicago IL)
BC
Issued 05/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2023
Series 3 - National Commodity Futures Examination
BC
Issued 07/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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