Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Nguyen is a securities professional who holds Series 63, Series 79TO, and SIE licenses. Andrew is currently registered with Finalis Securities LLC and has been in the industry for 2023-01-16. Andrew is registered in California. The firm's main office is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/17/2023 - Present
Finalis Securities LLC (New York NY)
BC
Issued 09/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/24/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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