Unclaimed
Andrew Guthrie Cowan is a financial advisor with over 15 years of experience in the industry. Andrew has a Series 3, 7 and 63 license and has been registered with FINRA since 2008. He is currently employed at Mizuho Securities USA LLC in New York, New York. Previously, he was with Goldman Sachs & Co. LLC. Andrew is a highly experienced advisor who can provide a wide range of financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/01/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/04/2008 - 11/16/2023
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 09/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2008
Series 3 - National Commodity Futures Examination
BC
Issued 08/01/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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