Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Guo is a financial advisor with Scotia Capital (usa) Inc., based in Houston, Texas. Andrew has been in the financial industry since February 18, 2020, and holds Series 63, Series 79TO, and SIE licenses. Andrew has been registered with FINRA since November 7, 2023, and is licensed to sell securities in 52 states and the District of Columbia. Previously, Andrew worked at BOFA SECURITIES, INC. in Dallas, Texas and RBC CAPITAL MARKETS, LLC in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/07/2023 - Present
Scotia Capital (usa) Inc. (HOUSTON TX)
TX
01/30/2023 - 10/30/2023
BOFA SECURITIES, INC. (DALLAS TX)
TX
08/23/2019 - 08/09/2022
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
BC
Issued 02/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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