Unclaimed
Andrew Gunstensen is a registered representative with Mizuho Securities USA LLC, holding Series 7, 63, and 24 licenses. Andrew has been in the securities industry since December 1993 and has held previous positions at TD Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley & Co., Incorporated. Andrew is registered with the state of New York and 51 other states, and has been with Mizuho Securities USA LLC since February 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/22/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
01/03/2019 - 02/21/2023
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
05/14/2007 - 06/27/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/26/1993 - 04/17/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 07/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2010
Series 24 - General Securities Principal Examination
BC
Issued 06/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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