Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Spitzer is a financial advisor with Harris Williams. Andrew has been in the financial services industry since 2002 and holds FINRA Series 7, 24, 63, and 79TO licenses. Andrew is registered with the state of Virginia and is active in the Broker-Dealer industry. Andrew holds a Series 24 (General Securities Principal Examination) license which allows him to provide guidance and oversight to other registered representatives. Andrew is based in Richmond, VA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
04/20/2004 - Present
Harris Williams (RICHMOND VA)
NY
01/04/2002 - 04/15/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 12/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Andrew Spitzer is the right advisor for you? Invested Better is here to help.
