Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Graham is a financial advisor with over 20 years of experience in the financial services industry. Andrew has a strong background in investment management, financial planning, and wealth management. Andrew is currently registered with LPL Financial LLC and is licensed to provide investment advice and securities services in California and Texas. Prior to joining LPL Financial LLC, Andrew was a financial advisor with MML Investors Services, LLC and Edward Jones. Andrew has a deep understanding of the financial markets and a commitment to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
07/07/2022 - Present
LPL Financial LLC (Austin TX)
TX
04/16/2018 - 07/07/2022
MML INVESTORS SERVICES, LLC (Austin TX)
TX
11/02/2015 - 08/31/2017
EDWARD JONES (AUSTIN TX)
TX
05/18/2010 - 09/28/2011
TEJAS SECURITIES GROUP, INC. (AUSTIN TX)
TX
03/16/2009 - 05/10/2010
APS FINANCIAL CORPORATION (AUSTIN TX)
NY
06/06/2007 - 03/17/2008
FIELDSTONE SERVICES CORP. (NEW YORK NY)
IL
08/01/2000 - 02/02/2006
FIMAT USA, LLC (CHICAGO IL)
NY
07/01/1998 - 08/01/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
04/22/1996 - 07/01/1998
COWEN & CO. (NEW YORK NY)
CA
08/23/1993 - 01/11/1996
THE SEIDLER COMPANIES INCORPORATED (LOS ANGELES CA)
NY
09/12/1990 - 05/31/1991
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BOTH
Issued 11/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/11/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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