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Andrew Gordon

Scotia Capital (usa) Inc.

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About Andrew Gordon

Andrew Gordon is a securities professional with over 2 years of experience in the industry. Andrew is currently registered with Scotia Capital (usa) Inc. and holds a Series 7, Series 63, and Series 57TO. Andrew is registered in all 50 states, Washington D.C., and Puerto Rico.

Firm Information

Andrew Gordon is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Gordon’s Registration & Firm History

NY

04/26/2021 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/08/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/08/2021

Series 57TO - Securities Trader Exam

BC

Issued 04/25/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/03/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Gordon.
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