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Andrew Goodwin

Pruco Securities, LLC

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About Andrew Goodwin

Andrew Goodwin is a financial advisor with Pruco Securities, LLC. Andrew has been in the industry since April 6, 2016, and has experience in providing financial advice. Andrew is registered with the state of California. In addition to their current registration, Andrew has held previous registrations in Montana and Texas. Andrew has a Series 6 and Series 63 licenses. Andrew has worked for Bankers Life Securities, Inc., and Farmers Financial Solutions, LLC in the past.

Firm Information

Andrew Goodwin is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Andrew Goodwin’s Registration & Firm History

CA

03/28/2023 - Present

Pruco Securities, LLC (SHERMAN OAKS CA)

CA

08/12/2019 - 04/17/2023

BANKERS LIFE SECURITIES, INC. (SAN LUIS OBISPO CA)

CA

03/25/2016 - 07/29/2019

FARMERS FINANCIAL SOLUTIONS, LLC (Grover Beach CA)

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Licenses & Designations

BC

Issued 05/12/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Andrew Goodwin. Review regulatory record here.
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