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Andrew Gonzales

TP Icap Global Markets Americas LLC

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About Andrew Gonzales

Andrew Gonzales is a financial professional with over 30 years of experience in the securities industry. Andrew is currently registered with TP Icap Global Markets Americas LLC. Andrew has previously been registered with Tullett Prebon Financial Services LLC, Abbey-Ashford Securities, Inc., Donald & Co. Securities Inc., Meyers Pollock Robbins, Inc., Euro-Atlantic Securities Inc., Sovereign Equity Management Corp., Hanover, Sterling & Company Ltd., Greenway Capital Corp., J.W. Barclay & Co., Inc. and A.S. Goldmen & Co., Inc.. Andrew holds FINRA Series 7, 24, 63, 99, and SIE licenses.

Firm Information

Andrew Gonzales is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Gonzales’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

04/13/2018 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NA

03/04/1998 - 04/24/1998

ABBEY-ASHFORD SECURITIES, INC.

NJ

07/29/1997 - 12/05/1997

DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)

NY

03/10/1997 - 07/30/1997

MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)

FL

08/27/1996 - 01/29/1997

EURO-ATLANTIC SECURITIES INC. (BOCA RATON FL)

NY

01/15/1996 - 08/05/1996

MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)

FL

09/22/1995 - 12/16/1995

SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)

NY

10/26/1993 - 07/11/1995

HANOVER, STERLING & COMPANY LTD. (NEW YORK NY)

NY

04/05/1995 - 06/19/1995

GREENWAY CAPITAL CORP. (NEW YORK CITY NY)

NJ

03/22/1993 - 11/08/1993

J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)

NJ

12/14/1992 - 03/24/1993

A.S. GOLDMEN & CO., INC. (RED BANK NJ)

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Licenses & Designations

BC

Issued 01/05/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/14/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/2018

Series 99 - Operations Professional Examination

BC

Issued 12/10/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Andrew Gonzales. Review regulatory record here.
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