Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Weltz is a registered representative with Charles Schwab & Co., Inc., offering securities and investment advisory services in O'Fallon, Missouri. Andrew has been in the securities industry since 1992 and has been with Charles Schwab & Co., Inc. since 2012. Andrew Weltz has passed several industry exams including the Series 7, Series 63, Series 66, Series 9, and Series 10 exams. Andrew holds registrations in 42 states, and is licensed to offer both broker-dealer and investment advisor services. Andrew Weltz has experience working at other firms including Fidelity Brokerage Services, Inc., Fidelity Investments Institutional Services Company, Inc., National Planning Corporation, and Banc of America Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
MO
09/25/2012 - Present
Charles Schwab & CO., Inc. (O'Fallon MO)
MO
08/01/2011 - 09/26/2012
NATIONAL PLANNING CORPORATION (CHESTERFIELD MO)
MO
05/04/2004 - 03/31/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (CLAYTON MO)
TX
09/03/1999 - 06/12/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
RI
05/15/1995 - 07/28/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
02/17/1995 - 05/15/1995
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
05/14/1994 - 02/17/1995
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
KS
09/14/1992 - 10/25/1993
WADDELL & REED, INC. (OVERLAND PARK KS)
NY
02/07/1992 - 05/13/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BOTH
Issued 08/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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