Unclaimed
Andrew Fraley is an investment advisor representative at LPL Financial LLC. Andrew has been in the securities industry since December 18, 2006. Andrew is registered with the state of Minnesota and Texas. Andrew has passed the Series 66, Series 7 and SIE exams. Andrew is a Certified Financial Planner. Andrew works with clients such as individuals, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, charitable organizations, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
03/07/2016 - Present
LPL Financial LLC (BLAINE MN)
MN
12/18/2006 - 08/16/2013
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 03/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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