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Andrew Gerard White

Broadridge Business Process Outsourcing, LLC

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About Andrew Gerard White

Andrew Gerard White is a financial professional with over a decade of experience in the financial services industry. Andrew has held various roles at leading firms including MML Investors Services, LLC, Ameriprise Financial Services, Inc., KCG Americas LLC and Broadridge Business Process Outsourcing, LLC. Andrew holds the Series 7, Series 24, Series 63, Series 65 and Series 66 licenses. Andrew currently works for Broadridge Business Process Outsourcing, LLC in Edgewood, New York and is licensed in New Jersey.

Firm Information

Andrew White is currently registered with Broadridge Business Process Outsourcing, LLC. Broadridge Business Process Outsourcing, LLC is a Limited Liability Company formed in 2001-04-06. The firm is registered in California, Colorado, Illinois, New Jersey, New York, and Texas. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew White’s Registration & Firm History

NY

12/01/2021 - Present

Broadridge Business Process Outsourcing, LLC (EDGEWOOD NY)

CT

12/12/2016 - 12/16/2019

MML INVESTORS SERVICES, LLC (NORWALK CT)

NY

04/01/2015 - 11/02/2016

AMERIPRISE FINANCIAL SERVICES, INC. (NEW YORK NY)

NJ

07/02/2012 - 02/19/2015

KCG AMERICAS LLC (JERSEY CITY NJ)

NY

10/23/2013 - 06/11/2014

OCTEG, LLC (NEW YORK NY)

NJ

05/19/2011 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NY

02/06/2003 - 07/08/2003

RAVEN SECURITIES CORP. (NEW YORK NY)

NY

03/16/2001 - 03/18/2002

LABRANCHE & CO. LLC (NEW YORK NY)

NY

10/01/2000 - 03/16/2001

ROBB PECK MCCOOEY SPECIALIST CORPORATION (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/29/2015

Series 66 - Uniform Combined State Law Examination

IA

Issued 05/15/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/27/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/04/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2012

Series 7 - General Securities Representative Examination

BC

Issued 10/01/2000

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Gerard White.
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