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Andrew Gerald Neumann

Mesirow Financial, Inc.

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About Andrew Gerald Neumann

Andrew Neumann is a financial advisor registered in Illinois and New York with Mesirow Financial, Inc.. Andrew holds Series 63, Series 7TO and SIE licenses.

Firm Information

Andrew Neumann is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Neumann’s Registration & Firm History

IL

08/06/2024 - Present

Mesirow Financial, Inc. (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/20/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/06/2024

Series 7TO - General Securities Representative Examination

BC

Issued 07/02/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew Gerald Neumann.
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