Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Gergatsoulis is a registered representative with Aegis Capital Corp. located in NEW YORK, NY. Andrew has been in the financial services industry since 1989. Andrew is currently registered with the following securities authorities: FINRA, New York, Pennsylvania, New Jersey, Florida, California, and has a state IA registration in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
12/13/2023 - Present
Aegis Capital Corp. (NEW YORK NY)
NY
06/17/2019 - 12/05/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/04/2013 - 05/23/2019
AEGIS CAPITAL CORP. (NEW YORK NY)
NJ
02/29/2008 - 11/05/2013
PROSPERA FINANCIAL SERVICES, INC. (PRINCETON NJ)
NJ
01/02/2001 - 03/03/2008
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (WOODBRIDGE NJ)
FL
09/03/1999 - 01/02/2001
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
NY
01/09/1998 - 08/27/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
05/28/1997 - 12/11/1997
HAMPSHIRE SECURITIES CORPORATION (NEW YORK NY)
NY
02/16/1996 - 05/23/1997
FIRST CAMBRIDGE SECURITIES CORPORATION (NEW YORK NY)
NY
02/06/1995 - 02/23/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/07/1993 - 02/14/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
03/05/1991 - 07/13/1993
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
NY
12/13/1990 - 02/21/1991
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NJ
08/24/1989 - 11/14/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
NY
07/18/1989 - 08/07/1989
OPPENHEIMER & CO., INC. (NEW YORK NY)
BOTH
Issued 06/22/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2009
Series 3 - National Commodity Futures Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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