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Andrew George Franks

THE Leaders Group, Inc.

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About Andrew George Franks

Andrew Franks is a financial advisor with The Leaders Group, Inc. Andrew has been in the financial services industry since 2004. Andrew has a Series 7, Series 24 and Series 66 license. Andrew is registered to sell securities in Ohio and Virginia. Andrew has previously worked for a number of financial services firms including John Hancock Distributors LLC, Nationwide Investment Services Corporation, Ameriprise Financial Services, Inc., Chase Investment Services Corp., BANC ONE Securities Corporation, InterSecurities, Inc. and BNY ESI & CO., INC.

Firm Information

Andrew Franks is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Franks’s Registration & Firm History

CO

06/09/2024 - Present

THE Leaders Group, Inc. (LITTLETON CO)

MA

10/07/2019 - 03/01/2023

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

OH

01/22/2009 - 09/24/2019

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

TN

03/15/2007 - 10/30/2008

AMERIPRISE FINANCIAL SERVICES, INC. (FRANKLIN TN)

OH

07/06/2005 - 02/06/2007

CHASE INVESTMENT SERVICES CORP. (REYNOLDSBURG OH)

IL

04/12/2005 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

FL

08/29/2003 - 03/16/2005

INTERSECURITIES, INC. (ST. PETERSBURG FL)

NY

11/02/2000 - 09/10/2001

BNY ESI & CO., INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/06/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/25/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew George Franks.
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