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Andrew George charles Lindner

R. F. Lafferty & CO., Inc.

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About Andrew George charles Lindner

Andrew Lindner is a registered representative with R. F. Lafferty & Co., Inc. in the New York, NY branch. Andrew has been in the securities industry since 1994. Andrew has passed the Series 7, Series 24, Series 55, Series 57TO and SIE exams. Prior to joining R. F. Lafferty & Co., Inc. Andrew was affiliated with Puma Capital, LLC, Sunrise Securities Corp., Seton Securities Group, Inc., Tradition Asiel Securities Inc., WTS Proprietary Trading Group LLC, Puma Capital, LLC, Albert Fried & Company, LLC, FJG Securities Inc., German, Frederick Jay, Andover Brokerage, L.L.C., CGF Securities, LLC, Tradition Asiel Securities Inc., Andover Brokerage, L.L.C., Institutional Equity Corporation, M. H. Meyerson & Co., Inc., J. Robbins Securities, L.L.C, Rickel & Associates, Inc., GKN Securities Corp., Josephthal Lyon & Ross Incorporated, D. Blech & Company, Incorporated, Thomas James Associates, Inc. and D. H. Blair & Co., Inc. Andrew is licensed in the following states: California, Connecticut, Delaware, Florida, Maryland, Massachusetts, Michigan, New Jersey, New York, Pennsylvania, Rhode Island, Texas and Virginia.

Firm Information

Andrew Lindner is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Lindner’s Registration & Firm History

NY

03/10/2015 - Present

R. F. Lafferty & CO., Inc. (NEW YORK NY)

NJ

10/23/2013 - 03/09/2015

PUMA CAPITAL, LLC (RED BANK NJ)

NY

03/18/2013 - 10/18/2013

SUNRISE SECURITIES CORP. (NEW YORK NY)

NY

09/11/2012 - 03/18/2013

SETON SECURITIES GROUP, INC. (NEW YORK NY)

NY

08/31/2011 - 02/13/2012

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

NY

06/30/2011 - 08/11/2011

WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)

NY

07/16/2010 - 05/02/2011

PUMA CAPITAL, LLC (RYE NY)

NY

02/03/2006 - 06/16/2010

ALBERT FRIED & COMPANY, LLC (NEW YORK NY)

NY

02/20/2004 - 12/01/2006

FJG SECURITIES INC. (NEW YORK NY)

NY

08/12/2002 - 02/19/2004

GERMAN, FREDERICK JAY (NEW YORK NY)

NY

05/15/2002 - 08/07/2002

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

FL

04/01/2002 - 05/15/2002

CGF SECURITIES, LLC (BOCA RATON FL)

NY

02/28/2002 - 03/01/2002

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

NY

12/22/2000 - 11/26/2001

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

TX

04/07/1999 - 07/02/2001

INSTITUTIONAL EQUITY CORPORATION (DALLAS TX)

NJ

03/31/1998 - 04/06/1999

M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)

NY

01/15/1998 - 03/31/1998

J. ROBBINS SECURITIES, L.L.C (NEW YORK NY)

NY

01/09/1996 - 01/08/1997

RICKEL & ASSOCIATES, INC. (NEW YORK NY)

NY

11/08/1994 - 01/29/1996

GKN SECURITIES CORP. (NEW YORK NY)

NY

09/28/1994 - 11/09/1994

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

NY

04/05/1994 - 10/27/1994

D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)

NY

11/19/1992 - 04/04/1994

THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)

NY

08/20/1992 - 11/23/1992

D. H. BLAIR & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/06/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/06/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2003

Series 25 - NYSE Trading Assistant Examination

BC

Issued 01/08/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/18/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew George charles Lindner.
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