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Andrew George Alessandrini

BGC Financial, LP

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About Andrew George Alessandrini

Andrew Alessandrini is a financial advisor with BGC Financial, LP, based in Shrewsbury, NJ. Andrew is a registered representative in New Jersey and has been in the financial services industry since 2011. He holds the Series 3, 7, 63, 66 and SIE licenses and is also a Series 30 Principal. Andrew has previously worked at Morgan Stanley and MAX INTERNATIONAL BROKER/DEALER CORP.

Firm Information

Andrew Alessandrini is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Alessandrini’s Registration & Firm History

NJ

09/18/2023 - Present

BGC Financial, LP (SHREWSBURY NJ)

NY

11/09/2011 - 10/02/2023

MORGAN STANLEY (New York NY)

NY

10/15/2009 - 11/24/2009

MAX INTERNATIONAL BROKER/DEALER CORP. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/21/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/30/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/06/2023

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/2012

Series 3 - National Commodity Futures Examination

BC

Issued 10/14/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew George Alessandrini.
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