Unclaimed
Andrew Alessandrini is a financial advisor with BGC Financial, LP, based in Shrewsbury, NJ. Andrew is a registered representative in New Jersey and has been in the financial services industry since 2011. He holds the Series 3, 7, 63, 66 and SIE licenses and is also a Series 30 Principal. Andrew has previously worked at Morgan Stanley and MAX INTERNATIONAL BROKER/DEALER CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/18/2023 - Present
BGC Financial, LP (SHREWSBURY NJ)
NY
11/09/2011 - 10/02/2023
MORGAN STANLEY (New York NY)
NY
10/15/2009 - 11/24/2009
MAX INTERNATIONAL BROKER/DEALER CORP. (NEW YORK NY)
BOTH
Issued 08/21/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2023
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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