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Andrew Gene Adderly

Broad Street Capital Markets, LLC

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About Andrew Gene Adderly

Andrew Adderly is a financial professional with over 20 years of experience in the securities industry. Andrew has held positions at several firms, including Wedbush Morgan Securities Inc., Bradley Woods & Co. Ltd., and HFP Capital Markets LLC. Andrew is currently registered with Broad Street Capital Markets, LLC and holds several licenses, including Series 7, 24, 52TO, 53, 55, 79TO, and 14. Andrew is a Series 63 registered representative and is licensed in 13 states.

Firm Information

Andrew Adderly is currently registered with Broad Street Capital Markets, LLC. Broad Street Capital Markets, LLC is a Limited Liability Company formed in February 2000. The firm is registered with the SEC and in 13 states.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Adderly’s Registration & Firm History

NJ

06/06/2016 - Present

Broad Street Capital Markets, LLC (NEWARK NJ)

NY

09/29/2014 - 01/04/2016

SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)

NY

01/16/2013 - 11/05/2015

GHS TRADING LLC (NEW YORK NY)

NY

03/03/2015 - 07/06/2015

GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)

NY

06/01/2011 - 09/29/2014

GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)

NY

05/20/2009 - 05/31/2011

HFP CAPITAL MARKETS LLC (NEW YORK NY)

NY

04/20/2009 - 05/21/2009

BRADLEY WOODS & CO. LTD. (NEW YORK NY)

NY

10/24/2008 - 03/13/2009

TEJAS SECURITIES GROUP, INC. (NEW YORK NY)

NY

06/26/2007 - 10/29/2008

WEDBUSH MORGAN SECURITIES INC. (NEW YORK NY)

NY

03/01/2004 - 06/27/2007

BROOKSTREET SECURITIES CORPORATION (NEW YORK NY)

NY

11/27/2001 - 02/25/2004

UTENDAHL CAPITAL PARTNERS, L.P. (NEW YORK NY)

NY

04/24/2001 - 09/17/2001

ZAHR SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/04/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 02/06/2018

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/07/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/23/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Gene Adderly.
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