Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Adderly is a financial professional with over 20 years of experience in the securities industry. Andrew has held positions at several firms, including Wedbush Morgan Securities Inc., Bradley Woods & Co. Ltd., and HFP Capital Markets LLC. Andrew is currently registered with Broad Street Capital Markets, LLC and holds several licenses, including Series 7, 24, 52TO, 53, 55, 79TO, and 14. Andrew is a Series 63 registered representative and is licensed in 13 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/06/2016 - Present
Broad Street Capital Markets, LLC (NEWARK NJ)
NY
09/29/2014 - 01/04/2016
SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)
NY
01/16/2013 - 11/05/2015
GHS TRADING LLC (NEW YORK NY)
NY
03/03/2015 - 07/06/2015
GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)
NY
06/01/2011 - 09/29/2014
GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)
NY
05/20/2009 - 05/31/2011
HFP CAPITAL MARKETS LLC (NEW YORK NY)
NY
04/20/2009 - 05/21/2009
BRADLEY WOODS & CO. LTD. (NEW YORK NY)
NY
10/24/2008 - 03/13/2009
TEJAS SECURITIES GROUP, INC. (NEW YORK NY)
NY
06/26/2007 - 10/29/2008
WEDBUSH MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/01/2004 - 06/27/2007
BROOKSTREET SECURITIES CORPORATION (NEW YORK NY)
NY
11/27/2001 - 02/25/2004
UTENDAHL CAPITAL PARTNERS, L.P. (NEW YORK NY)
NY
04/24/2001 - 09/17/2001
ZAHR SECURITIES, LLC (NEW YORK NY)
BC
Issued 03/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/06/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/07/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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