Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Garten is a financial professional who has been in the industry since 2009. He is currently registered with Icapital Markets LLC in New York. Andrew has held previous positions at ICAPITAL SECURITIES, LLC, SKYWAY CAPITAL MARKETS, LLC, GRIFFIN CAPITAL SECURITIES, LLC, and COLE CAPITAL CORPORATION. He has a broad range of experience in the financial services industry, having worked in various roles across multiple states. Andrew holds the Series 63, SIE, and Series 7 licenses, demonstrating his commitment to professional development.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
09/27/2023 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
FL
03/27/2023 - 10/31/2023
SKYWAY CAPITAL MARKETS, LLC (TAMPA FL)
CA
03/23/2015 - 10/26/2022
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
AZ
08/05/2008 - 04/14/2015
COLE CAPITAL CORPORATION (PHOENIX AZ)
BC
Issued 09/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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