Unclaimed
Andrew Gardner Thompson is a financial professional with Fidelity Brokerage Services LLC. Andrew is licensed to provide investment advice and sell securities in 53 states and jurisdictions across the United States. Andrew has passed the SIE, Series 7TO, and Series 63 exams and holds active registrations with FINRA and the states in which Andrew is licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/21/2023 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 12/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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