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Andrew Galano

Mizuho Securities USA LLC

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About Andrew Galano

Andrew Galano is a financial professional with over 18 years of experience in the industry. Andrew is currently registered with Mizuho Securities USA LLC and holds the Series 7 and Series 63 licenses. Andrew was previously registered with Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. LLC, Morgan Stanley, Morgan Stanley Smith Barney, and Tullett Liberty Securities Inc.

Firm Information

Andrew Galano is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Galano’s Registration & Firm History

NY

08/28/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

04/08/2019 - 09/15/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

09/29/2017 - 04/10/2019

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

02/04/2011 - 12/26/2017

MORGAN STANLEY (NEW YORK NY)

NY

11/28/2016 - 05/05/2017

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

06/17/2009 - 02/07/2013

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

06/01/2009 - 06/26/2009

MORGAN STANLEY SMITH BARNEY (NEW YORK NY)

NY

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

05/17/2006 - 04/02/2007

MORGAN STANLEY DW INC. (NEW YORK NY)

NY

03/28/2005 - 03/24/2006

TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)

NY

10/22/2004 - 03/24/2005

CHAPDELAINE & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/28/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew Galano.
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