Unclaimed
Andrew Romano is a registered representative and investment advisor representative with Park Avenue Securities LLC, based in New York, NY. Andrew has been in the financial services industry since 2008 and holds Series 7, 31, 65, and 66 securities licenses. Andrew is a licensed advisor in 17 states, and provides financial planning, educational seminars, and portfolio management services. Andrew also has experience in insurance and is licensed to sell group health insurance, long-term care insurance, property and casualty insurance, disability insurance, life insurance, and annuities. Andrew's other professional activities include writing children's books and speaking/coaching on career transition, networking, and general money topics.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/16/2019 - Present
Park Avenue Securities LLC (NEW YORK NY)
NJ
04/27/2009 - 10/12/2010
AMERITAS INVESTMENT CORP. (FORT LEE NJ)
NY
06/18/2008 - 05/08/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/02/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 06/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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