Unclaimed
Andrew Collina has been in the securities industry since May 28, 2001. Andrew is currently registered with Keefe, Bruyette & Woods, Inc. and Stifel, Nicolaus & Company, Inc. Andrew is licensed to conduct business in all 50 states and the District of Columbia. Andrew has passed the Series 63, Series 79, Series 7, and Series 24 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
09/14/2018 - Present
Keefe, Bruyette & Woods, Inc. (BOSTON MA)
MA
11/04/2016 - 08/17/2018
ALANTRA, LLC (Boston MA)
MA
01/02/2013 - 10/21/2016
BB&T SECURITIES, LLC (BOSTON MA)
MA
01/07/2011 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (BOSTON MA)
MA
02/06/2004 - 04/05/2007
RBC CAPITAL MARKETS CORPORATION (BOSTON MA)
NY
03/27/2002 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
04/06/2000 - 11/08/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
TX
09/05/2000 - 11/30/2000
FLEET SECURITIES, INC. (DALLAS TX)
CA
03/03/1997 - 09/05/2000
FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
BC
Issued 02/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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