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Andrew G Collina

Keefe, Bruyette & Woods, Inc.

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About Andrew G Collina

Andrew Collina has been in the securities industry since May 28, 2001. Andrew is currently registered with Keefe, Bruyette & Woods, Inc. and Stifel, Nicolaus & Company, Inc. Andrew is licensed to conduct business in all 50 states and the District of Columbia. Andrew has passed the Series 63, Series 79, Series 7, and Series 24 exams.

Firm Information

Andrew Collina is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Collina’s Registration & Firm History

MA

09/14/2018 - Present

Keefe, Bruyette & Woods, Inc. (BOSTON MA)

MA

11/04/2016 - 08/17/2018

ALANTRA, LLC (Boston MA)

MA

01/02/2013 - 10/21/2016

BB&T SECURITIES, LLC (BOSTON MA)

MA

01/07/2011 - 01/02/2013

SCOTT & STRINGFELLOW, LLC (BOSTON MA)

MA

02/06/2004 - 04/05/2007

RBC CAPITAL MARKETS CORPORATION (BOSTON MA)

NY

03/27/2002 - 02/06/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

MA

04/06/2000 - 11/08/2001

TUCKER ANTHONY INCORPORATED (BOSTON MA)

TX

09/05/2000 - 11/30/2000

FLEET SECURITIES, INC. (DALLAS TX)

CA

03/03/1997 - 09/05/2000

FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 02/11/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/28/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/06/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 01/09/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew G Collina.
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