Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Aubrey is a financial advisor with over 24 years of experience in the industry. Andrew has a broad range of experience, having worked with firms like Merrill Lynch, BANC of America Investment Services, Inc., Quick & Reilly, Inc., Securities America, Inc., and E*TRADE Securities, Incorporated. Andrew joined LPL Financial LLC in January 2021 and has worked for firms like Janney Montgomery Scott LLC. Andrew provides financial planning, portfolio management for individuals and businesses, and other non-discretionary advisory services. Andrew is a Certified Financial Planner and holds Series 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
01/08/2021 - Present
LPL Financial LLC (GLASTONBURY CT)
CT
02/14/2018 - 01/15/2021
JANNEY MONTGOMERY SCOTT LLC (GLASTONBURY CT)
CT
10/23/2009 - 02/15/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)
CT
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HARTFORD CT)
NY
12/17/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NE
07/01/2002 - 11/18/2002
SECURITIES AMERICA, INC. (LAVISTA NE)
NJ
01/22/2002 - 04/18/2002
E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)
TX
11/29/2000 - 12/04/2001
MUTUALS.COM, INC. (DALLAS TX)
MA
04/26/2000 - 06/22/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NE
07/25/1996 - 02/22/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
IA
Issued 07/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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