Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Walter has been in the financial services industry since April 1997 and is currently registered with Osaic Wealth, Inc. in Huntersville, NC. Andrew has experience working with a wide variety of clients, including high-net-worth individuals, corporations, and pension plans. Prior to joining Osaic Wealth, Inc., Andrew was employed at Securities America, Inc. Andrew holds the following licenses: Series 6, Series 7, Series 24, Series 63, and Series 65. He is also a Registered Investment Advisor (RIA) in North Carolina. Andrew's main focus areas are financial planning, portfolio management for individuals and businesses, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
06/14/2024 - Present
Osaic Wealth, Inc. (Huntersville NC)
NC
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Huntersville NC)
NC
07/10/2012 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (Huntersville NC)
NC
07/31/2006 - 07/12/2012
NEW ENGLAND SECURITIES (CORNELIUS NC)
NC
04/11/1997 - 07/31/2006
SECURIAN FINANCIAL SERVICES, INC. (CHARLOTTE NC)
IA
Issued 12/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Andrew Walter is the right advisor for you? Invested Better is here to help.
