Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Tenaglia is a financial advisor with Raymond James Financial Services Advisors, Inc. Andrew has been in the financial industry since 1999. Andrew holds a variety of licenses and registrations, including Series 7, 63, 66, and 24, and is registered with the Financial Industry Regulatory Authority (FINRA). Andrew has previously worked with LPL Financial LLC and UBS Financial Services Inc. Andrew works with a variety of clients, including individuals, families, businesses, and retirement plans. Andrew is dedicated to providing his clients with personalized financial advice and investment management services. Andrew specializes in retirement planning, investment planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
10/30/2023 - Present
Raymond James Financial Services Advisors, Inc. (MURRIETA CA)
CA
08/22/2014 - 10/30/2023
LPL FINANCIAL LLC (ROSEVILLE CA)
CA
08/26/2005 - 09/02/2014
UBS FINANCIAL SERVICES INC. (ROSEVILLE CA)
NY
12/13/1999 - 08/30/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 03/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2002
Series 24 - General Securities Principal Examination
BC
Issued 11/28/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2001
Series 3 - National Commodity Futures Examination
BC
Issued 12/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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