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Andrew Ford Dacey

Cowen AND Co.

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About Andrew Ford Dacey

Andrew Dacey is a financial advisor who has been in the industry since August 13, 2008. Andrew currently holds Series 7, Series 55, Series 57TO, and SIE licenses. Andrew Dacey is registered with Cowen AND Co. and has a state license for Connecticut. Andrew has been employed at Cowen AND Co. since October 14, 2020. Previously, Andrew was employed at HSBC SECURITIES (USA) INC. for three years. In the past, Andrew has been employed at MAYBANK KIM ENG SECURITIES USA INC., GILDER GAGNON HOWE & CO. LLC, and J.P. MORGAN SECURITIES INC.

Firm Information

Andrew Dacey is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Dacey’s Registration & Firm History

CT

10/14/2020 - Present

Cowen AND Co. (Stamford CT)

NY

08/08/2017 - 09/24/2020

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

01/19/2011 - 07/25/2017

MAYBANK KIM ENG SECURITIES USA INC. (NEW YORK NY)

NY

01/22/2009 - 07/28/2010

GILDER GAGNON HOWE & CO. LLC (NEW YORK NY)

NY

12/17/2007 - 12/17/2008

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NY

09/03/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/22/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/14/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Ford Dacey.
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