Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Gurley is a financial advisor at Siebert Williams Shank & CO., LLC. Andrew has been in the securities industry since November 16, 1992. Andrew is registered with FINRA and the state of New York, and holds the following licenses: Series 7, Series 52TO, Series 53, Series 63, and SIE. Previously, Andrew was employed by UBS Securities LLC, UBS Financial Services Inc., Matthews & Wright Capital, Inc., and Matthews & Wright, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/20/2010 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
NY
07/15/2009 - 10/27/2010
FIRST SOUTHWEST COMPANY (NEW YORK NY)
NY
01/16/2006 - 07/01/2008
UBS SECURITIES LLC (NEW YORK NY)
NJ
03/04/1993 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NA
05/20/1986 - 09/16/1987
MATTHEWS & WRIGHT CAPITAL, INC.
NA
05/20/1986 - 09/16/1987
MATTHEWS & WRIGHT, INC.
BC
Issued 12/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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