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Andrew Fan

BNP Paribas Securities Corp.

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About Andrew Fan

Andrew Fan is a financial professional with over seven years of experience in the industry. Andrew has a strong background in securities and investments, having held positions at several leading firms including Oppenheimer & Co. Inc., PJT Partners LP, and SMBC Nikko Securities America, Inc. Andrew is currently registered with BNP Paribas Securities Corp. and holds the Series 7, Series 10, Series 24, and SIE licenses. Andrew is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Andrew Fan is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Fan’s Registration & Firm History

NJ

08/11/2022 - Present

BNP Paribas Securities Corp. (Jersey City NJ)

NY

08/30/2018 - 08/05/2022

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

09/20/2017 - 08/29/2018

PJT PARTNERS LP (NEW YORK NY)

NY

09/09/2016 - 09/15/2017

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

10/05/2015 - 08/30/2016

SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/05/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Fan.
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