Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Williams is a financial advisor with over 30 years of experience in the industry. Andrew is currently registered with Kestra Advisory Services, LLC and Kestra Investment Services, LLC. Andrew has previously been registered with firms such as WFG INVESTMENTS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO., INCORPORATED, MORGAN STANLEY DW INC., SOUTHWEST SECURITIES, INC., PRUDENTIAL SECURITIES INCORPORATED, PAINEWEBBER INCORPORATED, and LEHMAN BROTHERS INC.. Andrew offers a range of financial services, including financial planning, portfolio management, and pension consulting. Andrew's experience and expertise make him a valuable resource for individuals and families seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/22/2017 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
TX
01/08/2010 - 08/24/2017
WFG INVESTMENTS, INC. (Dallas TX)
TX
09/04/2007 - 01/14/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
04/02/2007 - 09/06/2007
MORGAN STANLEY & CO., INCORPORATED (DALLAS TX)
TX
11/10/2003 - 04/02/2007
MORGAN STANLEY DW INC. (DALLAS TX)
TX
01/19/2001 - 11/21/2003
SOUTHWEST SECURITIES, INC. (DALLAS TX)
NY
06/25/1999 - 01/18/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
04/08/1993 - 07/01/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/17/1990 - 04/26/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 03/22/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/12/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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