Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Murray is a financial advisor with J.p. Morgan Securities LLC. Andrew has been in the financial industry since July 2003, and has experience with both individual and business clients. Andrew is registered as a Broker/Dealer and Investment Advisor in several states across the US. Andrew holds Series 6, 7, 3, 24, 63, 66, and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
09/08/2023 - Present
J.p. Morgan Securities LLC (Ft. Lauderdale FL)
FL
08/05/2019 - 08/23/2022
ADVISORS ASSET MANAGEMENT, INC. (Boca Raton FL)
FL
09/17/2013 - 06/04/2019
PERSHING LLC (BOCA RATON FL)
FL
03/25/2013 - 06/04/2019
BNY MELLON CAPITAL MARKETS, LLC (BOCA RATON FL)
FL
12/16/2011 - 04/01/2013
INCAPITAL INSURANCE SERVICES, LLC (BOCA RATON FL)
FL
12/02/2011 - 04/01/2013
INCAPITAL LLC (BOCA RATON FL)
CA
09/22/2008 - 09/13/2011
BARCLAYS CAPITAL INC. (SAN FRANCISCO CA)
NY
07/02/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/07/2002 - 07/25/2007
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
WI
02/18/2002 - 10/22/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
IA
Issued 09/07/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/13/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2006
Series 3 - National Commodity Futures Examination
BC
Issued 07/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/15/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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