Unclaimed
Andrew Galimi is an active investment advisor representative with Citigroup Global Markets Inc. Andrew has been in the securities industry since 2001. Andrew has worked with clients in many states including, but not limited to, California, Connecticut, Florida, and New York. Andrew has 37 state securities licenses, 16 SRO registrations and 1 FINRA registration. Andrew has Series 6, 7, 26, 63, and 65 licenses. Andrew is currently registered with Citigroup Global Markets Inc. in Connecticut and holds a Series 65 license and a Series 63 license. Andrew is a member of FINRA, a self-regulatory organization for the securities industry. Andrew also has a Series 26 license and has passed the SIE exam. Andrew's prior employers include Citigroup Investment Services, BANC of America Investment Services, Inc., and Quick & Reilly, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
05/29/2007 - Present
Citigroup Global Markets Inc. (GREENWICH CT)
CT
10/18/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (GREENWICH CT)
MA
10/20/2004 - 12/21/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
11/22/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
IA
Issued 7/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/5/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/9/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/5/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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