Invested Better
Unclaimed

Unclaimed

Unclaimed

Andrew Evan Karnovsky

Mizuho Securities USA LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Andrew? Claim Your Profile

About Andrew Evan Karnovsky

Andrew Karnovsky is a registered representative with Mizuho Securities USA LLC, a broker-dealer firm based in New York. Andrew has been in the securities industry for nearly two decades, starting his career in 2004. Prior to joining Mizuho Securities USA, Andrew was associated with RBC Capital Markets, LLC and Jefferies LLC. Andrew holds the Series 7, Series 24, Series 63, and Series 79TO licenses.

Firm Information

Andrew Karnovsky is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Andrew Karnovsky’s Registration & Firm History

NY

08/06/2018 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/08/2014 - 06/12/2018

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

09/09/2004 - 09/09/2014

JEFFERIES LLC (NEW YORK NY)

Not sure if Andrew Evan Karnovsky is right for you?

Licenses & Designations

BC

Issued 04/26/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/18/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Andrew Evan Karnovsky. Review regulatory record here.
Not sure if Andrew Evan Karnovsky is right for you?