Unclaimed
Andrew Karnovsky is a registered representative with Mizuho Securities USA LLC, a broker-dealer firm based in New York. Andrew has been in the securities industry for nearly two decades, starting his career in 2004. Prior to joining Mizuho Securities USA, Andrew was associated with RBC Capital Markets, LLC and Jefferies LLC. Andrew holds the Series 7, Series 24, Series 63, and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/06/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/08/2014 - 06/12/2018
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/09/2004 - 09/09/2014
JEFFERIES LLC (NEW YORK NY)
BC
Issued 04/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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