Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Erik Rosenbaum is a financial professional with over 20 years of experience in the industry. Andrew currently works at Truist Securities, Inc. Andrew's previous employers include BMO Capital Markets Corp., RBC Capital Markets, LLC, and Lehman Brothers Inc. Andrew holds Series 7, Series 63, Series 79TO, and SIE licenses. Andrew is registered in 52 states and the District of Columbia. Andrew is a dedicated professional committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/20/2021 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
08/22/2018 - 06/03/2021
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
02/24/2010 - 06/06/2018
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
11/09/2001 - 06/06/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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