Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Darcy is a financial professional with over four years of experience in the securities industry. Andrew has a Series 7TO, Series 57TO, and Series 63 license. He is currently registered with Stonex Financial Inc. in New York and has previously been registered with Imperial Capital, LLC. Andrew has a strong understanding of the financial markets and a commitment to providing clients with personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/15/2023 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
07/23/2019 - 12/11/2023
IMPERIAL CAPITAL, LLC (NEW YORK NY)
BC
Issued 08/02/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2020
Series 57TO - Securities Trader Exam
BC
Issued 07/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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