Unclaimed
Andrew Edward Nelson is a financial advisor with over 20 years of experience in the financial industry. Andrew currently works at ADP Broker-Dealer, Inc. in Florham Park, New Jersey. Andrew is licensed to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/29/2013 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NC
02/23/2011 - 05/29/2013
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NJ
08/15/2001 - 02/22/2011
NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)
NY
01/31/2003 - 11/19/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 02/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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