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Andrew Edward Nelson

ADP Broker-Dealer, Inc.

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About Andrew Edward Nelson

Andrew Edward Nelson is a financial advisor with over 20 years of experience in the financial industry. Andrew currently works at ADP Broker-Dealer, Inc. in Florham Park, New Jersey. Andrew is licensed to sell securities in all 50 states and the District of Columbia.

Firm Information

Andrew Nelson is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Nelson’s Registration & Firm History

NJ

05/29/2013 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

NC

02/23/2011 - 05/29/2013

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

NJ

08/15/2001 - 02/22/2011

NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)

NY

01/31/2003 - 11/19/2004

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/13/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/2022

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Edward Nelson.
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