Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Carroll is a financial professional with over 19 years of experience in the industry. Andrew is currently registered with Icapital Markets LLC. Previously, Andrew was registered with ICAPITAL SECURITIES, LLC and H.D. VEST INVESTMENT SERVICES. Andrew holds a Series 6, 7TO, 24, 63, and 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
03/04/2022 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
NJ
11/23/2004 - 01/04/2007
H.D. VEST INVESTMENT SERVICES (WHIPPANY NJ)
BC
Issued 11/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/28/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/19/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Andrew Carroll is the right advisor for you? Invested Better is here to help.
