Unclaimed
Andrew Sweet is a financial professional with over 13 years of experience in the industry. Andrew is currently registered with Lazard Freres & Co. LLC and holds a Series 7, Series 24, Series 63, and Series 79TO. Andrew has previously worked for Stephens and Hyde Park Capital Advisors, LLC. Andrew is registered in Georgia, Minnesota, New York, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/24/2021 - Present
Lazard Freres & Co. LLC (CHARLOTTE NC)
GA
10/01/2010 - 07/09/2021
STEPHENS (ATLANTA GA)
FL
06/09/2009 - 09/27/2010
HYDE PARK CAPITAL ADVISORS, LLC (TAMPA FL)
BC
Issued 06/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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