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Andrew E Sweet

Lazard Freres & Co. LLC

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About Andrew E Sweet

Andrew Sweet is a financial professional with over 13 years of experience in the industry. Andrew is currently registered with Lazard Freres & Co. LLC and holds a Series 7, Series 24, Series 63, and Series 79TO. Andrew has previously worked for Stephens and Hyde Park Capital Advisors, LLC. Andrew is registered in Georgia, Minnesota, New York, and North Carolina.

Firm Information

Andrew Sweet is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Sweet’s Registration & Firm History

NC

06/24/2021 - Present

Lazard Freres & Co. LLC (CHARLOTTE NC)

GA

10/01/2010 - 07/09/2021

STEPHENS (ATLANTA GA)

FL

06/09/2009 - 09/27/2010

HYDE PARK CAPITAL ADVISORS, LLC (TAMPA FL)

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Licenses & Designations

BC

Issued 06/16/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew E Sweet.
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