Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Gough is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a broker-dealer with over 16,000 employees. Andrew has been in the securities industry since 2006 and currently is registered with the state of Texas. He is also registered with other states, including Alabama, Arizona, California, Colorado, Connecticut, Florida, Hawaii, Idaho, Massachusetts, Michigan, Missouri, Nevada, New Mexico, New York, North Carolina, Oklahoma, Pennsylvania, South Dakota, Tennessee, Utah, Washington, Wisconsin, and Wyoming. Andrew has a strong background in investment management and has worked with a variety of clients, including individuals, corporations, and institutional investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/27/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
TX
04/07/2010 - 05/18/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DALLAS TX)
TX
05/15/2009 - 11/06/2009
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
TX
03/03/2009 - 05/15/2009
METLIFE SECURITIES INC. (DALLAS TX)
TX
07/14/2008 - 01/12/2009
MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)
TX
11/27/2007 - 07/24/2008
UBS FINANCIAL SERVICES INC. (DALLAS TX)
TX
10/30/2006 - 09/12/2007
BEAR, STEARNS & CO. INC. (DALLAS TX)
TX
07/06/2005 - 11/08/2006
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
IL
06/13/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 06/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 03/27/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/10/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Andrew Gough is the right advisor for you? Invested Better is here to help.
