Unclaimed
Andrew Dwight Jones is an investment advisor representative with Fifth Third Securities, Inc. in Cincinnati, Ohio. Andrew has been in the industry since 1999 and is registered with the state of Ohio. Andrew is also registered with the Financial Industry Regulatory Authority (FINRA) as a Series 7, Series 31, Series 63, and Series 79 licensed representative. Andrew is a dedicated financial advisor who provides financial planning, portfolio management, and selection of other advisors to clients. Prior to Fifth Third Securities, Inc., Andrew was a financial advisor with Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
01/08/2004 - Present
Fifth Third Securities, Inc. (CINCINNATI OH)
NY
06/29/1998 - 10/23/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 7/21/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 7/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/24/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 7/30/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 6/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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