Unclaimed
Andrew Norman is a financial advisor with Ameriprise Financial Services, LLC, with over 20 years of experience in the industry. Andrew has a wide range of experience, having previously worked with VOYA FINANCIAL ADVISORS, INC. and AXA ADVISORS, LLC. Andrew holds the Series 7, Series 24, and Series 66 licenses. Andrew is registered in over 30 states to provide both Broker-Dealer and Investment Advisor services. Andrew also has experience in independent insurance brokering and board memberships. Andrew Norman's expertise lies in providing asset allocation services, financial planning, pension consulting, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
11/27/2018 - Present
Ameriprise Financial Services, LLC (Bellevue WA)
WA
12/20/2007 - 11/27/2018
VOYA FINANCIAL ADVISORS, INC. (BELLEVUE WA)
WA
05/06/2002 - 12/18/2007
AXA ADVISORS, LLC (BELLEVUE WA)
BOTH
Issued 04/09/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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