Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Dunbar is an investment advisor representative with LPL Financial LLC. Andrew has been in the securities industry since September 23, 1997. Andrew is a registered investment advisor in Maryland, Texas and Virginia. Andrew has a Series 7, Series 31, and Series 66 securities license, as well as a Series 65 investment advisor license. In addition, Andrew holds a Series 24 General Securities Principal license. Before joining LPL Financial LLC, Andrew worked for WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC and WELLS FARGO CLEARING SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
05/26/2022 - Present
LPL Financial LLC (LUSBY MD)
VA
06/22/2018 - 05/25/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (HERNDON VA)
VA
02/19/2008 - 06/22/2018
WELLS FARGO CLEARING SERVICES, LLC (LEESBURG VA)
VA
04/02/2007 - 02/25/2008
MORGAN STANLEY & CO., INCORPORATED (RESTON VA)
VA
01/31/2005 - 04/02/2007
MORGAN STANLEY DW INC. (RESTON VA)
GA
05/26/2000 - 02/25/2005
SUNTRUST SECURITIES, INC. (ATLANTA GA)
VA
05/22/2000 - 05/26/2000
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
VA
05/15/1998 - 11/01/1999
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
NC
02/18/1997 - 04/28/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 01/06/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 02/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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