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Andrew Douglass Mullins

Northwestern Mutual Investment Services, LLC

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About Andrew Douglass Mullins

Andrew Mullins is a financial professional with over 20 years of experience in the financial services industry. Andrew is currently registered with Northwestern Mutual Investment Services, LLC. Andrew has held previous positions with NBC Securities, Inc., Banc of America Investment Services, Inc., Hancock Investment Services, Inc., and ProEquities, Inc. Andrew is also registered as an investment advisor representative in several states. Andrew has passed the Series 7, Series 63, Series 66 and SIE exams. Andrew specializes in providing investment advice and referrals to other advisors.

Firm Information

Andrew Mullins is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Andrew Mullins’s Registration & Firm History

FL

03/23/2011 - Present

Northwestern Mutual Investment Services, LLC (TALLAHASSEE FL)

FL

04/14/2009 - 11/19/2010

NBC SECURITIES, INC. (TALLAHASSEE FL)

FL

10/20/2008 - 03/26/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (TALLAHASSEE FL)

FL

03/02/2005 - 10/03/2008

HANCOCK INVESTMENT SERVICES, INC. (TALLAHASSEE FL)

AL

07/20/2001 - 02/25/2005

PROEQUITIES, INC. (BIRMINGHAM AL)

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Licenses & Designations

BOTH

Issued 11/25/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/16/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Douglass Mullins.
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