Unclaimed
Andrew Douglas Smith is a financial professional licensed to conduct business in the state of Texas. Andrew is currently registered with DFA Securities LLC. Andrew has been working in the financial services industry since May 18, 2021 and holds a Series 7TO General Securities Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/19/2021 - Present
DFA Securities LLC (AUSTIN TX)
BC
Issued 05/18/2021
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
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