Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Roberts is a financial advisor who has been working in the industry since 2001. Andrew is registered with Cambridge Investment Research Advisors, Inc. in New York and Texas. Andrew has experience in various aspects of financial advising, including portfolio management, financial planning, and pension consulting. Andrew has a strong track record of success in the industry, and is committed to providing clients with the highest level of service and expertise. Andrew is also registered with Wall Street Financial Group, Inc. in New York, AXA Advisors, LLC in New York, Worldco, L.L.C. in New York, and Monroe Securities, Inc. in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
08/16/2019 - Present
Cambridge Investment Research Advisors, Inc. (Pittsford NY)
NY
06/16/2004 - 06/10/2013
WALL STREET FINANCIAL GROUP, INC. (ROCHESTER NY)
NY
03/24/2004 - 06/22/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
02/06/2003 - 12/11/2003
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
NY
02/01/2002 - 04/17/2002
WORLDCO, L.L.C. (NEW YORK NY)
IL
05/21/2001 - 09/12/2001
MONROE SECURITIES, INC. (CHICAGO IL)
IA
Issued 01/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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