Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Douglas Klein is a financial advisor with over 17 years of experience in the industry. Andrew currently works at Weild & Co., a firm based in New York, NY. Andrew is also registered with the state of New York. Andrew has passed several exams, including the Series 63, Series 24, SIE, Series 7, and Series 2.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/19/2020 - Present
Weild & Co. (NEW YORK NY)
NY
07/12/2017 - 07/09/2018
AUGMENT SECURITIES INC. (NEW YORK NY)
NA
03/31/2008 - 09/22/2015
MARV CAPITAL INC. (AMSTERDAM )
NJ
07/21/2005 - 04/03/2006
SPRUCE STREET CAPITAL LLC (WEST ORANGE NJ)
NY
05/15/2003 - 02/22/2005
SOLEIL SECURITIES CORPORATION (NEW YORK NY)
CT
09/04/1997 - 01/03/2002
WIT CAPITAL CORPORATION (OLD GREENWICH CT)
BC
Issued 09/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/1996
Series 24 - General Securities Principal Examination
BC
Issued 07/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/25/1995
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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