Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Harding is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Akron, OH. Andrew has been working in the financial industry since 2005. Andrew is a registered representative and investment advisor representative in Ohio and Texas. Andrew is a highly experienced financial advisor with a proven track record of success. Andrew is committed to providing his clients with personalized financial advice and guidance. Andrew is a member of the Merrill Lynch, Pierce, Fenner & Smith Inc. team, a well-respected and established firm in the financial industry. Andrew and the firm have a long history of providing clients with a range of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
01/17/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AKRON OH)
OH
11/09/1998 - 07/14/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
04/08/1998 - 11/09/1998
KEY CAPITAL MARKETS, INC. (CLEVELAND OH)
NY
03/19/1992 - 05/25/1994
UBS SECURITIES INC. (NEW YORK NY)
NJ
01/09/1987 - 04/12/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
07/25/1987 - 10/29/1987
PAINEWEBBER REAL ESTATE SECURITIES INC.
NA
12/31/1980 - 08/28/1981
MABON, NUGENT & CO.
BOTH
Issued 03/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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